Jessica Sexton, Chief Compliance Officer
Jessica joined the Independent Advisor Alliance team in February of 2014. Her primary responsibilities are to proactively identify, evaluate, manage and report on compliance and ensure IAA’s compliance with outside regulatory requirements and internal policies.
Jessica started her financial services career in 2006 at LPL Financial in New Accounts where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ delegate for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Her previous experience also includes Claims and Policy Services for Progressive Insurance.
She is a graduate of Baldwin-Wallace University in Berea, Ohio. In her spare time she enjoys horseback riding, mountain biking and running. Originally from Cleveland, OH she now lives in Waxhaw, NC with her husband and twins; Elliott and Cora.
Check the background of this investment professional on FINRA’s BrokerCheck.
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Click to find out more on our financial planning, asset management, estate, tax and retirement planning. Also view our insurance and risk management services as well as our business services.
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Jessica Sexton
Chief Compliance Officer
Jessica Sexton
Chief Compliance Officer
Jessica Sexton, Chief Compliance Officer
Jessica joined the Independent Advisor Alliance team in February of 2014. Her primary responsibilities are to proactively identify, evaluate, manage and report on compliance and ensure IAA’s compliance with outside regulatory requirements and internal policies.
Ms. Sexton started her financial services career in 2006 at LPL Financial in New Accounts where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Previous experience also includes Claims and Policy Services for Progressive Insurance.
She is a graduate of Baldwin-Wallace University in Berea, Ohio. In her spare time, she enjoys horseback riding, mountain bking and running. Originally from Cleveland, OH and now lives in Waxhaw, NC with her husband and twins; Elliott and Cora.
Check the background of this investment professional on FINRA’s BrokerCheck.
Contact Us to find out more about our Financial Management services.
Subscribe to our Complimentary Financial Newsletter.
Click to find out more on our financial planning, asset management, estate, tax and retirement planning. Also view our insurance and risk management services as well as our business services.
Ready to get started?
Click here to begin to build a plan for prosperity, or call 1-855-880-7878.